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Self-regulatory organizations
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#	Item
911	Microsoft Word - TickTestPilot.CHXAppendix1[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-29 10:21:15 Finance Business Chicago Stock Exchange Algorithmic trading U.S. Securities and Exchange Commission Short Financial Industry Regulatory Authority Futures contract Financial markets Self-regulatory organizations Financial economics
912	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 14:44:13 Financial markets Finance United States Securities and Exchange Commission Securities Exchange Act United States securities law NASDAQ Trading halt Order Short Financial economics Investment Stock market
913	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]January 23, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating to Directed Market Mak Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 09:26:16 Investment Order Securities Exchange Act Market maker Payment for order flow Best execution U.S. Securities and Exchange Commission Broker-dealer Financial economics Financial markets Financial system
914	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]January 26, 2015 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to Amend the Gov Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 08:56:34 Securities Financial markets Contract law Business law Netting Settlement Clearing Novation First Issues Collectors Club Financial economics Finance Business
915	Specialized Quote interFace Interface Specification Specialized Quote Interface – Version 6.4 Specialized Quote Interface Add to Reading List Source URL: www.nasdaqtrader.com Language: English - Date: 2013-12-02 09:03:16 Self-regulatory organizations Low latency SMS Philadelphia Stock Exchange Wireless Mobile technology Financial markets Technology
916	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 27, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 07:52:01 Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Economy of the United States Government 73rd United States Congress United States Securities and Exchange Commission United States securities law
917	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 27, 2015 Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 07:55:52 United States Securities and Exchange Commission Chicago Board Options Exchange VIX Economy of the United States Financial economics Finance United States securities law 73rd United States Congress Securities Exchange Act
918	THE BOND BUYER The Daily Newspaper of Public Finance Friday January 18, 2013 By Andrew Kramer Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2013-02-25 12:41:35 Financial economics Stock market Electronic Municipal Market Access Municipal bond U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Government Security Financial Industry Regulatory Authority Self-regulatory organizations Financial regulation Municipal Securities Rulemaking Board
919	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
920	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 28, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-29 09:53:08 Financial Industry Regulatory Authority Financial regulation Dispute resolution Securities Exchange Act Mediation Arbitration U.S. Securities and Exchange Commission Economy of the United States United States securities law Self-regulatory organizations Law

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